Re: [請益] 關於MANDATORY REORGANIZATION FEE

看板Foreign_Inv作者 (=c=)時間4年前 (2020/06/13 18:06), 編輯推噓1(1016)
留言17則, 3人參與, 4年前最新討論串2/2 (看更多)
(原文略) 原文及這篇 #1UZPGQDy 分享了被收取此費用情形 查了一下覺得網站上說明有點籠統 所以寄信給客服 詢問能否進一步說明? 以下節錄回覆 提供參考 ----- From: Message Center Client Services | Date: 05/28/20 Hello, Reorganization fees are charged to cover the cost for TD Ameritrade to re-register the stock involved and to facilitate the reorganization in a client's account. Reorganizations are very labor intensive and TD Ameritrade is charged fees by the depository for their processing. TD Ameritrade passes on a portion of these "per event" fees to the clients involved to help keep our overall costs for all clients low; such as avoiding the need to charge monthly or inactivity fees. Reorganization fees are charged for: - Reverse Splits - Mandatory Cash Liquidations - Voluntary Offers (Tender offer, Exchange offer,Rights/Warrants,Consent offers, etc.) - Name change - Merger - Corporate actions that change the CUSIP* of a stock * CUSIP is an acronym for Committee on Uniform Security Identification Procedures and the nine-digit, alphanumeric CUSIP numbers that are used to identify securities. Client Services ----- From: Message Center Client Services | Date: 06/01/20 Hello, I believe that the Reorganization fee is charged for an event that affects an exchange-traded debt instrument as well. Sincerely, Reorganization Department -- ※ 發信站: 批踢踢實業坊(ptt.cc), 來自: 1.175.1.236 (臺灣) ※ 文章網址: https://www.ptt.cc/bbs/Foreign_Inv/M.1592042760.A.E50.html

06/13 22:03, 4年前 , 1F
這個是很常見的broker fee 網頁上也都有寫
06/13 22:03, 1F

06/13 22:05, 4年前 , 2F
討回來的機率不高 然後主張股票合併主動權不在我身上多半
06/13 22:05, 2F

06/13 22:05, 4年前 , 3F
沒用 因為這也不是券商要合併的 應該主張要收之前沒有先
06/13 22:05, 3F

06/13 22:06, 4年前 , 4F
知會本人 有一點點機率可以討回來 他會跟你說fee schedule
06/13 22:06, 4F

06/13 22:06, 4年前 , 5F
上面都有寫 你就回:I understand it's a common brokerage
06/13 22:06, 5F

06/13 22:06, 4年前 , 6F
fee, which is clearly provided in the fee schedule.
06/13 22:06, 6F

06/13 22:07, 4年前 , 7F
However, that the fee is listed does not mean that TD
06/13 22:07, 7F

06/13 22:07, 4年前 , 8F
Ameritrade don't have the obligation to nofify me
06/13 22:07, 8F

06/13 22:07, 4年前 , 9F
before the reverse split process started. If I had been
06/13 22:07, 9F

06/13 22:08, 4年前 , 10F
informed, I could have sell those securities/equities
06/13 22:08, 10F

06/13 22:08, 4年前 , 11F
sold
06/13 22:08, 11F

06/13 22:08, 4年前 , 12F
and thereby avoided the fee.
06/13 22:08, 12F

06/13 22:10, 4年前 , 13F
不過客服也可以回fee schedule上面有寫 所以算有通知了
06/13 22:10, 13F

06/13 22:10, 4年前 , 14F
所以fee拿不拿得回來 只能看人品
06/13 22:10, 14F

06/13 22:13, 4年前 , 15F
勘誤: 8樓 don't -> does not; nofify->notify
06/13 22:13, 15F

06/13 23:11, 4年前 , 16F
感謝w大詳細說明,我其實是想做一些補充分享
06/13 23:11, 16F

06/14 00:55, 4年前 , 17F
找客服很難討..上門找理專幾分鐘就拿得回來
06/14 00:55, 17F
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