[新聞] 美監理單位在兆豐第二間分行發現疏漏

看板Stock作者a234john168 (廢文局副局長)時間7年前 (2016/09/30 23:39)推噓12(14推 2噓 7→)

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1.原文連結(必須檢附)： http://www.reuters.com/article/us-taiwan-megafinancial-idUSKCN1201X3 2.原文內容： Taiwan's Mega Financial says U.S. regulators found lapses at second branch A U.S. state regulator has found the Chicago banking branch of Taiwan's Mega Financial Holding Co has not met required compliance controls, the president of the Taiwanese financial firm told Reuters on Friday. 據兆豐金周五向本社轉述，美國主管機關已發現台灣兆豐金的芝加哥分行未達到要求的法遵標準。 It is the second bank branch of the state-controlled firm to run afoul of U.S. financial authorities, after its New York branch was fined $180 million for lax compliance and anti-money laundering violations in August. 這是這家官股公司在紐約分行因法遵疏忽和違反反洗錢規範在八月遭裁罰1.8億美金後，第二間違反主管機關要求的分行了。 Mega Financial, which has close ties to Taiwan's government, has been under scrutiny since about 200 of its customers were named in the so-called Panama Papers, a massive leak of documents from a Panamanian law firm that put the spotlight on the shadowy world of offshore companies used to avoid tax. 兆豐金與台灣政府有緊密連結，其因為一個巴拿馬法律事務所所外洩之文件，即巴拿馬文件而受到關切，約有兩百名兆豐的顧客在該份名單上。巴拿馬文件涉及離岸公司在檯面下的逃稅安排。 President Bruce L.Y. Yang said financial regulators had uncovered problems with internal controls at the Chicago branch of Mega International Commercial Bank, known as Mega Bank, and requested the branch manager be replaced. 總經理Bruce L.Y. Yang表示監理機關揭露了芝加哥分行有關內控的問題，並要求撤換分行經理。 "The Chicago branch has to improve some deficiencies in regulatory compliance," Yang said. He added that the branch manager had been replaced, but it was unclear if the bank would face a fine. "芝加哥分行必須改善其某些法規遵循的缺陷。"，Yang表示，他並表示，雖然分行經理已被撤換，但銀行本身是否會面臨罰款仍是未知。 Yang, the president of both the parent holding company and the bank, one of Taiwan's biggest lenders, said its chairman, Michael C.S. Chang, would travel to Chicago, New York and Canada next week. 總經理表示董事長會在下星期赴芝加哥、紐約及加拿大說明。 Terry Horstman, a spokesman for the Illinois state banking regulator, whose jurisdiction includes Chicago, declined to comment on whether the agency had examined or probed the bank. 伊利諾州銀行監理機關發言人Terry Horstman拒絕發表關於是否已經調查該銀行的評論，該監理機關管轄範圍包含芝加哥。 "At this point in time, there is no public enforcement action against Mega International Commercial Bank's branch in Chicago by the Illinois Department of Financial & Professional Regulation's banking division," Horstman said. "此時此刻，本機關尚未有對兆豐芝加哥分行的執法行動。"Horstman說道。 Chang told a news conference earlier this week that Mega Bank's overseas branches were coming under greater scrutiny by regulators abroad following critical lapses involving suspect transactions between its New York and Panama branches. 董事長於本周稍早的記者會表示，在紐約分行和巴拿馬分行間出現可疑交易的交易缺失後，兆豐的海外分行正接受他國監理機關更嚴格的審查。 Chang said the branches underwent annual inspections but regulators, including those in the United States, Canada and Panama, have become more stringent about them in the wake of the fine the New York State Department of Financial Services slapped on Mega's New York branch in August. 董事長表示分行都有進行年度稽查，但在八月份紐約分行遭罰款後，美國、加拿大和巴拿馬的監理機關都加強了力度。 The New York regulator had found lax compliance and anti-money laundering violations involving Panama transactions. Mega Bank has branch offices in Los Angeles, Chicago and New York. 3.心得/評論(必需填寫滿20字)：星期一2886的命運為何我個人是認為電梯還要再往__個兩三樓啦大家怎麼看呢 -- 廢文局 Bureau of Nonsense 服務項目：金曲點播戰南北戰學校戰男女不知所云耳包耍基歌曲導唱帶風向反串名著導讀做白日夢生日討拍誇大不實卡通懷舊消夜文犀利嘴砲吊書櫥故意錯字討論串續命買曝光度局長：chshh1515 副局長：a234john168 人資主任：dweabybnye 高級幹員：tnfsh5566 特聘僱問：balahaha 打掃阿姨：heygoyours 希望之星總召：lovechen239 　　　　　　　　　　　　＊～～～誠摯為您服務～～～＊ -- ※ 發信站: 批踢踢實業坊(ptt.cc), 來自: 140.113.64.87 ※ 文章網址: https://www.ptt.cc/bbs/Stock/M.1475249965.A.055.html

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